Course curriculum

  • 1

    Instructions for this course

  • 4

    Module 1- General obligations for Australian Financial Services Licensees

    • Overview of our Financial services laws and regulations

    • Australian financial services regulators

    • The Australian Financial Services Licensing regime

  • 5

    Module 2- Directors, Officers and Responsible managers

    • Directors, Officers and Responsible Managers responsibilities

  • 6

    Additional resources

    • More resources for you

    • Before you go...

  • 7

    Online Quiz

    • Time to now test your learning with our online quiz.